

# FSISEC02: How do you achieve, maintain, and monitor ongoing compliance with regulatory guidelines and mandates?
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 Companies in the financial sector have more demanding compliance monitoring and implementation requirements than most other sectors of the economy. Traditional methods of compliance assessment do not keep pace with the dynamics of the agile cloud environment. For this reason, the best practices and tools required are specific to this type of environment. Regulations ensure that consumers' personal and financial data are protected. Compliance with these regulations helps prevent identity theft, fraud, and unauthorized disclosure of personal information. Compliance also helps maintain the integrity and stability of the financial markets by ensuring that institutions engage in responsible lending and investment practices and avoid excessive risk-taking. The following best practices help facilitate compliance in the cloud. 

## FSISEC02-BP01 Automate your compliance management
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 AWS has services to help you identify, optimize and remediate resource configurations for continuous compliance and operational efficiency. AWS services help customers achieve immutable resource configuration and offer configurable logging for the auditing of user and API activity. Using [AWS Config](https://aws.amazon.com/config/) and its [proactive mode](https://aws.amazon.com/blogs/aws/new-aws-config-rules-now-support-proactive-compliance/) helps you save time and remove the risk of human error when you automate and scale compliance management. It helps FIs (mainly the first line of defense) effectively manage risk for their cloud resources. 

## FSISEC02-BP02 Use ready-to-deploy templates for standards and best practices
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 Ready-to-deploy templates are a quick and assertive way to measure what level of security is present in cloud environments. These templates are available both for best practices in technology such as database, serverless, and networking, and are aligned to frameworks that are widely 

 accepted and recognized. Among the most suitable templates are [managed rules](https://docs.aws.amazon.com/config/latest/developerguide/managed-rules-by-aws-config.html), AWS Config [Conformance Packs](https://docs.aws.amazon.com/config/latest/developerguide/conformance-packs.html) in AWS Config, and [AWS Security Hub CSPM standards](https://docs.aws.amazon.com/securityhub/latest/userguide/standards-available.html). FIs can benefit from Conformance Packs that are available and ready to be used for alignment to the financial services industry's standards and regulatory requirements, such as PCI-DSS, NYDFS, and FFIEC. 

### Prescriptive guidance
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+  Use Amazon Bedrock Guardrails for automated response validation and content filtering. 
+  Use pre-configured security controls for AI service endpoints and model access. 
+  Use compliance templates for AI model governance including model cards and documentation. 
+  Deploy standard configurations for secure prompt management and version control. 
+  Use automated monitoring for AI system outputs and potential security issues. 
+  A Conformance Pack can be deployed as is or it can be edited to include your specific resources and use cases. For more information, see [Deploying a Conformance Pack Using the AWS Config](https://docs.aws.amazon.com/config/latest/developerguide/conformance-pack-console.html) [Console](https://docs.aws.amazon.com/config/latest/developerguide/conformance-pack-console.html). 
+  When adding a new rule, choose how it evaluates your resources, as well as how it is initiated. For more information, see [Evaluation Mode and Trigger Types for AWS Config Rules](https://docs.aws.amazon.com/config/latest/developerguide/evaluate-config-rules.html). 
+  To determine if requirements in a standard are being met, enable the controls from AWS Security Hub CSPM standards. For more information, see [Security standards and controls in AWS Security Hub CSPM](https://docs.aws.amazon.com/securityhub/latest/userguide/securityhub-standards.html). 
+  Leverage Amazon Bedrock's Prompt Management catalog for secure prompt storage and version control. 

## Resources
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 **Related documents:** 
+  [AWS Config Rules Now Support Proactive Compliance](https://aws.amazon.com/blogs/aws/new-aws-config-rules-now-support-proactive-compliance/) 

 **Related videos:** 
+  [Cloud compliance, assurance, and auditing](https://www.youtube.com/watch?v=xREhfrUqpd4&ab_channel=AWSEvents) 
+  [Setting up controls at scale in your AWS environment](https://www.youtube.com/watch?v=NkE9_okfPG8&t=1697s&ab_channel=AWSEvents) 
+  [Proactive governance and compliance for AWS workloads](https://www.youtube.com/watch?v=PpUnH9Y52X0&ab_channel=AWSEvents) 